Compliance & Law

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Pillars of Compliance

The more or less binding regulations are essentially the same in terms of content. The 3 pillars of compliance are prevention, recognition and action. 

An effective CMS is the goal of all efforts. For instance you can use freely available templates and checklists to conduct a compliance self-assessment. Identify any gaps that may exist and close them. It is also important to remember that, especially in the beginning, it does not always have to be the expensive, consultant-driven solution. For example, a whistleblowing hotline can also be set up quickly and easily at a law firm.

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Pillars of Compliance

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